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RIA Audit Status Disclosure

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :

Sr. No.Financial YearCompliance Audit StatusRemarks, If any
1FY 2020-21ConductedAudit report submitted to BASL and adverse findings complied.
2FY 2021-22Not Conducted/Initiated Audit initiated – audit report will be submitted to BASL within six months of the end of the financial year.